Doc #
Date
Subsidiary
Category
Subject
Jun 27, 2024
NSCC
Insurance and Retirement Services
LAUNCH OF PRODUCER AUTHORIZATION (PAR)
Jun 27, 2024
LAUNCH OF PRODUCER AUTHORIZATION (PAR)
Jun 27, 2024
DTC
Distributions, Tax Relief
Tax Relief Country: JAPAN
Depositary for Sponsored DR Program: J.P. Morgan
Security: See Below
CUSIP (s): 501173207, 75102W108
Record Date: 06/28/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/17/2024 8:00 PM E.T.
Jun 27, 2024
Tax Relief Country: JAPAN
Depositary for Sponsored DR Program: J.P. Morgan
Security: See Below
CUSIP (s): 501173207, 75102W108
Record Date: 06/28/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/17/2024 8:00 PM E.T.
Jun 27, 2024
NSCC
Clearing Services - Equities
OBLIGATION WAREHOUSE (OW) – EXCLUSION OF AN OPTIONS CLEARING CORPORATION (OCC) TRADE-FOR-TRADE (TFT) BALANCE ORDER FROM RECAPS
Jun 27, 2024
OBLIGATION WAREHOUSE (OW) – EXCLUSION OF AN OPTIONS CLEARING CORPORATION (OCC) TRADE-FOR-TRADE (TFT) BALANCE ORDER FROM RECAPS
Jun 27, 2024
NSCC
Clearing Services - Equities
ACATS VIA DTCC PORTAL URL UPDATE 4 – FOR .NET USERS
Jun 27, 2024
ACATS VIA DTCC PORTAL URL UPDATE 4 – FOR .NET USERS
Jun 27, 2024
DTC
Distributions, Tax Relief
Tax Relief Country: Canada
Security: Chemtrade Logistics Income Fund
CUSIP: 16387P103
Record Date: 06/28/2024
Payable Date: 07/31/2024
Not Subject to Sift Tax CA Web CO Canadian Source: 07/24/2024 8:00 PM ET
Not Subject to Sift Tax CA Web CO Non‐Canadian Source: 07/24/2024 7:59 PM ET
Jun 27, 2024
Tax Relief Country: Canada
Security: Chemtrade Logistics Income Fund
CUSIP: 16387P103
Record Date: 06/28/2024
Payable Date: 07/31/2024
Not Subject to Sift Tax CA Web CO Canadian Source: 07/24/2024 8:00 PM ET
Not Subject to Sift Tax CA Web CO Non‐Canadian Source: 07/24/2024 7:59 PM ET
Jun 26, 2024
DTC
Distributions, Tax Relief
Tax Relief – Country: Japan
Depositary for Unsponsored DR Program: Citi
Securities: See Below
CUSIP(s): 00109C103, 043398106, 278614201, 38012P209, 44101L109, 500679105,
51809L109, 587573106, 607504107, 61022V107, 65340H104, 654561109, 654565100,
86803T104, 89232G107, 984628206
Record Date: 06/28/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/16/2024 8:00 PM ET
Jun 26, 2024
Tax Relief – Country: Japan
Depositary for Unsponsored DR Program: Citi
Securities: See Below
CUSIP(s): 00109C103, 043398106, 278614201, 38012P209, 44101L109, 500679105,
51809L109, 587573106, 607504107, 61022V107, 65340H104, 654561109, 654565100,
86803T104, 89232G107, 984628206
Record Date: 06/28/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/16/2024 8:00 PM ET
Jun 26, 2024
DTC
Distributions, Tax Relief
Tax Relief – Country: Japan
Depositary for Unsponsored DR Program: Deutsche Bank
Securities: See Below
CUSIP(s): 037400108, 171269103, 249034109, 45790H101, 50127R103, 69807K105,
825384209, 86558P109, 865620108
Record Date: 06/28/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/16/2024 8:00 PM ET
Jun 26, 2024
Tax Relief – Country: Japan
Depositary for Unsponsored DR Program: Deutsche Bank
Securities: See Below
CUSIP(s): 037400108, 171269103, 249034109, 45790H101, 50127R103, 69807K105,
825384209, 86558P109, 865620108
Record Date: 06/28/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/16/2024 8:00 PM ET
Jun 26, 2024
DTC
Distributions, Tax Relief
Tax Relief – Country: Japan
Depositary for Unsponsored DR Program: J.P. Morgan
Securities: See Below
CUSIP(s): 485537401, 654611102, 75972B101
Record Date: 06/28/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/16/2024 8:00 PM ET
Jun 26, 2024
Tax Relief – Country: Japan
Depositary for Unsponsored DR Program: J.P. Morgan
Securities: See Below
CUSIP(s): 485537401, 654611102, 75972B101
Record Date: 06/28/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/16/2024 8:00 PM ET
Jun 26, 2024
DTC
Distributions, Tax Relief
Tax Relief – Country: Japan
Depositary for Sponsored DR Program: J.P. Morgan
Securities: See Below
CUSIP(s): 138006309, 497350306
Record Date: 06/27/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/17/2024 8:00 PM ET
Jun 26, 2024
Tax Relief – Country: Japan
Depositary for Sponsored DR Program: J.P. Morgan
Securities: See Below
CUSIP(s): 138006309, 497350306
Record Date: 06/27/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/17/2024 8:00 PM ET
Jun 26, 2024
DTC
Distributions, Tax Relief
Tax Relief – Country: Japan
Depositary for Sponsored DR Program: Citi
Securities: KYOWA HAKKO KIRIN CO LTD
CUSIP: 50156R107
Record Date: 06/28/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/16/2024 8:00 PM ET
Jun 26, 2024
Tax Relief – Country: Japan
Depositary for Sponsored DR Program: Citi
Securities: KYOWA HAKKO KIRIN CO LTD
CUSIP: 50156R107
Record Date: 06/28/2024 Payable Date: TBA
CA Web Instruction Deadline: 07/16/2024 8:00 PM ET
Doc #
Date
Subsidiary
Category
Subject