DTC is registered with and regulated by the U.S. Securities and Exchange Commission.

DTC is a limited-purpose trust company organized under the New York Banking Law and is a member of the Federal Reserve System.

• Rules, Bylaws and Organization Certificate

DTC Fee Guide and Fine Schedule

• Fee Guide
• Fine Schedule

DTC Procedures

• ClaimConnect™ Service Guide
• Custody Service Guide
• Deposits Service Guide
• Distributions Service Guide
• Redemptions Service Guide
• Reorganizations Service Guide
• Settlement Service Guide
• Underwriting Service Guide
• Operational Arrangements

DTC Other

• Pledgee's Agreement

Outside Counsel Legal Memorandum: Uncleared Swap Margin Rules: Custodial Risk and the Enforceability of Rights with Respect to Securities Posted as Initial Margin at The Depository Trust Company — Available to DTC Participants and Pledgees. Please contact abandler@dtcc.com to obtain a copy.

FICC is registered with and regulated by the U.S. Securities and Exchange Commission.

• Restated Certificate of Incorporation
• Bylaws

FICC Government Securities Division ("GSD") Rulebook and Other

• GSD Rulebook
• FICC and CME Cross-Margining Agreement (as incorporated in the GSD Rules)
• U.S. Department of the Treasury: Reaffirmation of Relief Relating to Certain Capital and Customer Protection Rule

GSD Netting, Novation, and Bankruptcy Remoteness Opinions – Memorandums of Law – Available to GSD Netting Members. Please contact FICCNettingOpinions@dtcc.com to obtain a copy.

• Netting with Respect to Transactions, Including Repos, Cleared Through the Government Securities Division of Fixed Income Clearing Corporation (September 1, 2021)
• Effectiveness and Enforceability of Novation of Sponsored Member Trades Under the Sponsored Member Program (September 1, 2021)
• Treatment of Segregated Customer Margin in the Event of a Netting Member Insolvency (May 23, 2024)
• Characterization of the Role of an Agent Clearing Member in Submitting, Carrying, and Clearing Agent Clearing Transactions for an Executing Firm Customer (July 1, 2025)
• Effectiveness and Enforceability of Novation of Agent Clearing Transactions under the Agent Clearing Service (February 6, 2026)

GSD Fee Guide

• Fee Guide

FICC Mortgage-Backed Securities Division ("MBSD") Clearing Rules and Other

• MBSD Clearing Rules
• MBSD EPN Rules

MBSD Netting, Novation, and Bankruptcy Remoteness Opinions – Memorandums of Law – Available to MBSD Clearing Members. Please contact FICCNettingOpinions@dtcc.com to obtain a copy.

• Enforceability of the Termination and Netting Provisions of Rules 17A and 17 and the Loss Allocation Rules of Rule 4 Upon the Occurrence of a Corporation Default (January 7, 2022)
• Enforceability of a Clearing Member's Default Rights Under a Master Repurchase Agreement Entered into Pursuant to the Capped Contingency Liquidity FacilityTM Upon the Occurrence of a Corporation Event of Default (March 8, 2012)
• Update to Memorandum of Law, dated March 8, 2012, Regarding the Enforceability of a Clearing Member's Default Rights Under a Master Repurchase Agreement Entered into Pursuant to the Capped Contingency Liquidity FacilityTM Upon the Occurrence of a Corporation Event of Default (December 13, 2016)

MBSD Fee Guide

• Fee Guide

NSCC is registered with and regulated by the U.S. Securities and Exchange Commission.

• NSCC Certificate Of Incorporation
• NSCC Bylaws

• NSCC Rules & Procedures
• NSCC Fee Guide