Doc #
Date
Subsidiary
Category
Subject
Apr 01, 2024
NSCC
Clearing Services - Equities
Implementation Date of Enhancements to the National Securities Clearing
Corporation’s Margin Liquidity Adjustment (“MLA”)
Apr 01, 2024
Implementation Date of Enhancements to the National Securities Clearing
Corporation’s Margin Liquidity Adjustment (“MLA”)
Mar 06, 2024
NSCC
Service Updates
NSCC Proposed Rule Change – Updates to Clearing Agency Liquidity Risk Management Framework (SR-NSCC-2024-001)
Mar 06, 2024
NSCC Proposed Rule Change – Updates to Clearing Agency Liquidity Risk Management Framework (SR-NSCC-2024-001)
Nov 17, 2023
NSCC
Service Updates
Proposed Rule Change Filing – Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge
Nov 17, 2023
Proposed Rule Change Filing – Refine the Margin Liquidity Adjustment (“MLA”) Charge Calculation and the Description of the MLA Charge
Oct 20, 2022
NSCC
Service Updates
Submission of Rule Filing SR-NSCC-2022-013 – Amend the Clearing Agency Liquidity Risk Management Framework to Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes
Oct 20, 2022
Submission of Rule Filing SR-NSCC-2022-013 – Amend the Clearing Agency Liquidity Risk Management Framework to Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes
May 26, 2022
NSCC
Service Updates
NSCC PROPOSED RULE CHANGE FILING – AMENDMENTS TO THE CLEARING AGENCY STRESS TESTING (MARKET RISK) FRAMEWORK AND CLEARING AGENCY LIQUIDITY RISK MANAGEMENT FRAMEWORK (SR-NSCC-2022-006)
May 26, 2022
NSCC PROPOSED RULE CHANGE FILING – AMENDMENTS TO THE CLEARING AGENCY STRESS TESTING (MARKET RISK) FRAMEWORK AND CLEARING AGENCY LIQUIDITY RISK MANAGEMENT FRAMEWORK (SR-NSCC-2022-006)
Jun 21, 2021
NSCC
Service Updates
Implementation of the Proposed Changes to the NSCC Supplemental Liquidity Deposit Rule (SR-NSCC-2021-002; SR-NSCC-2021-801)
Jun 21, 2021
Implementation of the Proposed Changes to the NSCC Supplemental Liquidity Deposit Rule (SR-NSCC-2021-002; SR-NSCC-2021-801)
Mar 05, 2021
NSCC
Service Updates
NSCC PROPOSED RULE CHANGE AND ADVANCE NOTICE FILINGS – TO AMEND THE SUPPLEMENTAL LIQUIDITY DEPOSIT REQUIREMENTS (SR-NSCC-2021-002; SR-NSCC-2021-801)
Mar 05, 2021
NSCC PROPOSED RULE CHANGE AND ADVANCE NOTICE FILINGS – TO AMEND THE SUPPLEMENTAL LIQUIDITY DEPOSIT REQUIREMENTS (SR-NSCC-2021-002; SR-NSCC-2021-801)
Nov 30, 2020
NSCC
Service Updates
NSCC PROPOSED RULE CHANGE FILING – AMENDMENTS TO THE CLEARING AGENCY LIQUIDITY RISK MANAGEMENT FRAMEWORK (SR-NSCC-2020-021)
Nov 30, 2020
NSCC PROPOSED RULE CHANGE FILING – AMENDMENTS TO THE CLEARING AGENCY LIQUIDITY RISK MANAGEMENT FRAMEWORK (SR-NSCC-2020-021)
Oct 15, 2020
NSCC
Clearing Services - Equities
Implementation Date of the Margin Liquidity Adjustment Charge and Bid-Ask Risk Charge in the VaR Charge
Oct 15, 2020
Implementation Date of the Margin Liquidity Adjustment Charge and Bid-Ask Risk Charge in the VaR Charge
Oct 12, 2020
NSCC
Clearing Services - Equities
Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge
Oct 12, 2020
Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge
Doc #
Date
Subsidiary
Category
Subject