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LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 3656-16
  • Jul 29, 2016
  • DTC
  • Dividends, International
  • Tax Relief – Country: IRELAND
    EATON CORP. PLC CUSIP: G29183103
    Record Date: 08/05/2016 Payable Date: 08/19/2016
    CA Web Instruction Deadline : 08/10/2016 8:00 P.M.
    Post Payable CA Web Instruction Open: 08/22/2016 6:00 AM (ET)
    Post Payable CA Web Instruction Deadline: 08/26/2016 8:00 PM (ET)
  • 3619-16
  • Jul 29, 2016
  • DTC
  • Dividends, International
  • TaxRelief Country: Canada
    CDS Notice
    Implementation of Amendment to CDS NR7-R Certification Fees
  • A#8234
  • Jul 29, 2016
  • NSCC
  • Clearing Services - Equities
  • UNIVERSAL TRADE CAPTURE EXCHANGE LAUNCH OF INVESTORS’ EXCHANGE, LLC (IEX)
  • 3819-16
  • Jul 29, 2016
  • DTC
  • Dividends, International
  • Tax Relief - Country: Spain
    Santander Finance Preferred, S.A.U. 6.5% Non-Cumulative Guaranteed Series 5 Preferred Securities
    CUSIP 80281R805
    Payable Date: 07/30/2016
  • TIW524
  • Jul 29, 2016
  • DerivSERV
  • Trade Information Warehouse - TIW
  • Credit Event Processing for Commonwealth of Puerto Rico
  • 3629-16
  • Jul 29, 2016
  • DTC
  • Dividends
  • Important Tax Information
    The Carlyle Group L.P.
    CUSIP: 14309L102
    Record Date: 08/15/16 Payable Date: 08/24/16
  • 3833-16
  • Jul 29, 2016
  • DTC
  • Dividends, International
  • Tax Relief Country: Japan
    CB BANK TOKYO-MITSUBIS
    CUSIPs: 065373AB8 – 065373AA0
    Record Date: 09/14/2016 Payable Date: 09/21/2016
    CA Web Cut-Off: 09/16/2016 8:00 P.M. (ET)
  • 3834-16
  • Jul 29, 2016
  • DTC
  • Dividends, International
  • Tax Relief Country: Japan
    CB BANK TOKYO-MITSUBIS
    CUSIPs: 065373AC6
    Record Date: 09/19/2016 Payable Date: 09/25/2016
    CA Web Cut-Off: 09/21/2016 8:00 P.M. (ET)
  • GOV164-16
  • Jul 29, 2016
  • FICC - GOV
  • Membership Updates
  • Final Retirement – Goldman Sachs Execution & Clearing, L.P., #9685
  • 3817-16
  • Jul 29, 2016
  • DTC
  • Reorganization
  • Rule Filing SR-DTC-2016-005 – Reorganizations Service Guide
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