LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 3174-16
  • May 03, 2016
  • DTC
  • Dividends, International
  • Tax Relief – Country: SWEDEN
    PRICER CUSIP: 741509202
    Record Date:05/02/2016 Payable Date: 05/16/2016
    CA Web Instruction Deadline : 05/06/2016 8:00 P.M. ET
    Documentation Deadline : 05/06/2016 5:00 P.M. ET
  • OTC-085
  • May 03, 2016
  • NSCC
  • OTC Cleared Securities Updates
  • UPDATES TO THE LIST OF OTC CLEARED SECURITIES
  • 3222-16
  • May 03, 2016
  • DTC
  • Dividends, International
  • Tax Relief – Country: BELGIUM
    AB INBEV CUSIP: 03524A108
    Record Date: 05/02/2016 Payable Date: 05/20/2016
    Relief at Source CA Web Deadline: 05/06/2016 8:00 P.M.
    Quick Refund CA Web Deadline: 05/27/2016 8:00 P.M. REVISED
  • GOV133-16
  • May 03, 2016
  • FICC - GOV
  • Service Updates
  • FICC Memorial Day Holiday Schedule
  • MBS207-16
  • May 03, 2016
  • FICC - MBS
  • Service Updates
  • FICC Memorial Day Holiday Schedule
  • 3278-16
  • May 03, 2016
  • DTC
  • Dividends, International
  • Tax Relief – Country: PORTUGAL
    JERONIMO MARTINS SGPS SA CUSIP: 476493101
    Record Date: 05/11/2016 Payable Date: 05/31/2016
    CA Web Instruction Deadline: 05/16/2016 8:00 P.M.
  • GOV132-16
  • May 03, 2016
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • 3321-16
  • May 03, 2016
  • DTC
  • Dividends
  • Important Tax Information
    Ellington Financial, LLC
    CUSIP: 288522303
    Record Date: 06/01/16 Payable Date: 06/15/16
  • a8195
  • May 02, 2016
  • NSCC
  • Executive Notices
  • OBLIGATION WAREHOUSE RECAPS SCHEDULE MAY 2016
  • a8196
  • May 02, 2016
  • NSCC
  • Executive Notices
  • Commission Bill Notice May 2016
Doc # Date Subsidiary Category Subject
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