LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • a8166
  • Feb 12, 2016
  • NSCC
  • Clearing Services - Equities
  • Participant Services Environment (PSE) Web Portals for Equities Clearing Change URL
  • OTC-029
  • Feb 12, 2016
  • NSCC
  • OTC Cleared Securities Updates
  • UPDATES TO THE LIST OF OTC CLEARED SECURITIES
  • 2496-16
  • Feb 12, 2016
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Hanwha Q Cells
    CUSIP: 41135V301
    Bank of New York Mellon
  • 2602-16
  • Feb 12, 2016
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Kazkommertsbank 144A & Reg. S
    CUSIP: 48666E509 & 48666E608
    Bank of New York Mellon
  • 2603-16
  • Feb 12, 2016
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Kazakhstan Kagazy 144A & Reg. S
    CUSIP: 48667M302 & 48667M401
    Bank of New York Mellon
  • 2600-16
  • Feb 12, 2016
  • DTC
  • Compliance
  • Primary Account Activation: Phillip Capital Inc., #8460
  • 2622-16
  • Feb 12, 2016
  • DTC
  • Dividends
  • Capital Southwest Corporation

    Notice To Shareholders of Undistributed Long

    Term Capital Gains (Form # 2439)

    CUSIP: 140501107
  • a8165
  • Feb 12, 2016
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8164
  • Feb 11, 2016
  • NSCC
  • Clearing Services - Equities
  • ACATS Enhancements 2016
  • 2601-16
  • Feb 11, 2016
  • DTC
  • Dividends
  • Important Tax Information
    KKR & Co. L.P.
    CUSIP: 48248M102
    Record Date: 02/22/16 Payable Date: 03/08/16
Doc # Date Subsidiary Category Subject
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