Legal & Regulatory
Important Notices
Recent Important Notices for each DTCC subsidiary addressing issues such as changes in the list of participants, operations, and schedules, are listed below. (Issued when relevant across all subsidiaries, DTCC Important Notices are also listed.)
To view all current Important Notices of a type or for a specific subsidiary, select the category below or use navigation, left. RSS Newsfeeds in the Subscription Center provide an easy, comprehensive way to subscribe to Important Notices and other information about DTCC in real-time.
National Securities Clearing Corporation (NSCC) | View NSCC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
 OTC#145 |
July 30, 2010 | Updates to the List of Cleared Securities... | |
| a7038 |
July 30, 2010 | CHANGES IN THE LIST OF PARTICIPANTS... | |
| a7037 |
July 29, 2010 | Universal Trade Capture (UTC) Testing - September 2010... | |
| a7036 |
July 29, 2010 | Testing File for Field Elimination on Legacy Trade Capt... | |
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Fixed Income Clearing Corporation (FICC) | View FICC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| MBS103.10 |
July 30, 2010 | Clearing Services Product Eligibility Expansion... | |
| MBS102.10 |
July 29, 2010 | Name Change - TIAA CREF Institutional Mutual Funds.... | |
| GOV088.10 |
July 29, 2010 | Executing Firm Master File Update - Legent Clearing LLC... | |
| MBS101.10 |
July 28, 2010 | J.P. Morgan Securities Inc.... | |
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The Depository Trust Company (DTC) | View DTC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| 7016-10 |
July 29, 2010 | Depositary Fees Notification Alcatel Lucent CUSIP: 01... | |
| 6974-10 |
July 29, 2010 | GCB 144A/REGS NISSAY 2005 F D08/09/05 4.875% CUSIPs: J5... | |
| 7034-10 |
July 29, 2010 | Depositary Fees Notification JSC Severstal 144 A & RE... | |
| 7030-10 |
July 29, 2010 | Subject: Tax Relief - Country: The Netherlands Royal Du... | |
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The Depository Trust & Clearing Corporation (DTCC) | View service offerings by line of business
| Doc # | Date | Subject | |
|---|---|---|---|
| Z0025 |
March 10, 2010 | Informational Update on DTC and NSCC Securities Restric... | |
| Z0024 |
September 22, 2009 | DTCC's Business Continuity Planning - H1N1 Pandemic... | |
| Z0023 |
July 31, 2009 | Notice of Transfer and Undertaking... | |
| Z0022 |
July 24, 2009 | Transfer of the Loan/SERV business... | |
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DTCC Deriv/SERV | View DTCC Deriv/SERV service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| tiw057 |
July 29, 2010 | Early Termination Event Processing for Virgin Media... | |
| dr002 |
July 22, 2010 | DTCC Deriv/SERV to Implement Equity Repository Maintena... | |
| tiw055 |
July 20, 2010 | Loan Early Termination Event Processing for Chrysler Fi... | |
| tiw054 |
July 20, 2010 | Trade Information Warehouse Rename Event Processing for... | |
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