Legal & Regulatory
Important Notices
Recent Important Notices for each DTCC subsidiary addressing issues such as changes in the list of participants, operations, and schedules, are listed below. (Issued when relevant across all subsidiaries, DTCC Important Notices are also listed.)
To view all current Important Notices of a type or for a specific subsidiary, select the category below or use navigation, left. RSS Newsfeeds in the Subscription Center provide an easy, comprehensive way to subscribe to Important Notices and other information about DTCC in real-time.
National Securities Clearing Corporation (NSCC) | View NSCC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
 OTC#048 |
March 12, 2010 | Updates to the List of Cleared Securities... | |
| a6966 |
March 12, 2010 | CHANGES IN THE LIST OF PARTICIPANTS... | |
| OTC#047 |
March 11, 2010 | Updates to the List of Cleared Securities... | |
| a6965 |
March 10, 2010 | Informational Update on DTC and NSCC Securities Restric... | |
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Fixed Income Clearing Corporation (FICC) | View FICC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| MBS042.10 |
March 08, 2010 | 2010 EPN Sub-Accounts... | |
| GOV023.10 |
March 05, 2010 | Executing Firm Master File Update - Pershing LLC / 9585... | |
| GOV022.10 |
March 05, 2010 | New Sponsored Members... | |
| MBS041.10 |
March 05, 2010 | 2010 EPN Sub-Accounts... | |
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The Depository Trust Company (DTC) | View DTC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| 6309-10 |
March 12, 2010 | Suspension of DTC Services: Modern Energy Common... | |
| 6310-10 |
March 12, 2010 | CUSIP: M87482119 Rights CUSIP: M87482127 R/D: 03/11/1... | |
| 6238-10 |
March 12, 2010 | Clearwire Corporation. CUSIP: 185385119 & 185385127 Rig... | |
| 6302-10 |
March 11, 2010 | Liquidation Distribution: Maxco, Inc. CUSIP: 577723109 ... | |
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The Depository Trust & Clearing Corporation (DTCC) | View service offerings by line of business
| Doc # | Date | Subject | |
|---|---|---|---|
| Z0025 |
March 10, 2010 | Informational Update on DTC and NSCC Securities Restric... | |
| Z0024 |
September 22, 2009 | DTCC's Business Continuity Planning - H1N1 Pandemic... | |
| Z0023 |
July 31, 2009 | Notice of Transfer and Undertaking... | |
| Z0022 |
July 24, 2009 | Transfer of the Loan/SERV business... | |
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DTCC Deriv/SERV | View DTCC Deriv/SERV service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| ms41 |
March 12, 2010 | Revisions to the Operating Procedures - Credit IOS Inde... | |
| tiw002 |
March 12, 2010 | Trade Information Warehouse Rename Event Processing for... | |
| tiw001 |
March 12, 2010 | Trade Information Warehouse Rename Event Processing for... | |
| ms40 |
March 05, 2010 | Notification of Name Change - Wachovia Bank, N.A. / Wel... | |
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