Legal & Regulatory
Important Notices
Recent Important Notices for each DTCC subsidiary addressing issues such as changes in the list of participants, operations, and schedules, are listed below. (Issued when relevant across all subsidiaries, DTCC Important Notices are also listed.)
To view all current Important Notices of a type or for a specific subsidiary, select the category below or use navigation, left. RSS Newsfeeds in the Subscription Center provide an easy, comprehensive way to subscribe to Important Notices and other information about DTCC in real-time.
National Securities Clearing Corporation (NSCC) | View NSCC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
 OTC#053 |
March 19, 2010 | Updates to the List of Cleared Securities... | |
| a6971 |
March 19, 2010 | CHANGES IN THE LIST OF PARTICIPANTS... | |
| a6970 |
March 19, 2010 | Institutional Delivery (ID) Net Service Enhancement... | |
| OTC#052 |
March 18, 2010 | Updates to the List of Cleared Securities... | |
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Fixed Income Clearing Corporation (FICC) | View FICC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| GOV031.10 |
March 19, 2010 | Executing Firm Master File Update - Pershing LLC / 9585... | |
| GOV030.10 |
March 19, 2010 | Executing Firm Master File Update - Pershing LLC / 9585... | |
| GOV032.10 |
March 19, 2010 | Wachovia Bank, National Association - Retirement of acc... | |
| MBS050.10 |
March 19, 2010 | Assumption of accounts of Wachovia Bank, National Assoc... | |
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The Depository Trust Company (DTC) | View DTC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| 6313-10 |
March 19, 2010 | Institutional Delivery (ID) Net Service Enhancement... | |
| 6280-10 |
March 19, 2010 | Depositary Fees Notification Wimm-Bill-Dann Foods OJS... | |
| 6276-10 |
March 18, 2010 | Important Tax Information The Blackstone Group L.P. R... | |
| 6350-10 |
March 18, 2010 | Tax Relief - Country: Japan TDK Corporation CUSIP: 8723... | |
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The Depository Trust & Clearing Corporation (DTCC) | View service offerings by line of business
| Doc # | Date | Subject | |
|---|---|---|---|
| Z0025 |
March 10, 2010 | Informational Update on DTC and NSCC Securities Restric... | |
| Z0024 |
September 22, 2009 | DTCC's Business Continuity Planning - H1N1 Pandemic... | |
| Z0023 |
July 31, 2009 | Notice of Transfer and Undertaking... | |
| Z0022 |
July 24, 2009 | Transfer of the Loan/SERV business... | |
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DTCC Deriv/SERV | View DTCC Deriv/SERV service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| tiw007 |
March 19, 2010 | Trade Information Warehouse Release - Daily Full Positi... | |
| ms44 |
March 19, 2010 | Revisions to the Operating Procedures - Credit Products... | |
| ms43 |
March 19, 2010 | Notification of Name Change - Wachovia Bank, N.A. / Wel... | |
| tiw005 |
March 15, 2010 | Trade Information Warehouse Restructuring Credit Event ... | |
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