The Depository Trust Company
("DTC")
DTC is registered with and regulated by the U.S. Securities and Exchange Commission
DTC Rules, By-Laws and Organization Certificate
DTC is a limited-purpose trust company organized under the New York Banking Law, and is a member of the Federal Reserve System
DTC Fee Guide And Fine Schedule
DTC Procedures
DTC Other
- Outside Counsel Legal Memorandum: Uncleared Swap Margin Rules: Custodial Risk and the Enforceability of Rights with Respect to Securities Posted as Initial Margin at The Depository Trust Company — Available to DTC Participants and Pledgees. Please contact [email protected] to obtain a copy.
Fixed Income Clearing Corporation
("FICC")
FICC is registered with and regulated by the U.S. Securities and Exchange Commission
FICC Restated Certificate Of Incorporation And By-Laws
FICC Government Securities Division ("GSD") Rulebook and Other
- Outside Counsel Legal Opinion: Enforceability of the Termination and Netting Provisions of Rules 22A and 22B and the Loss Allocation Rules of Rule 4 Upon the Occurrence of a Corporation Default — Available to GSD Netting Members. Please contact [email protected] to obtain a copy
GSD FEE GUIDE
FICC Mortgage-Backed Securities Division ("MBSD") Clearing Rules and Other
- Outside Counsel Legal Opinion: Enforceability of the Termination and Netting Provisions of Rules 17A and 17 and the Loss Allocation Rules of Rule 4 Upon the Occurrence of a Corporation Default — Available to MBSD Clearing Members. Please contact [email protected] to obtain a copy.
- Outside Counsel Legal Opinion: Capped Contingency Liquidity Facility (CCLF) — Available to MBSD Clearing Members. Please contact [email protected] to obtain a copy.
MBS Fee Guide
National Securities Clearing Corporation
("NSCC")
NSCC is registered with and regulated by the U.S. Securities and Exchange Commission
NSCC Certificate Of Incorporation And By-Laws
NSCC Rules & Procedures
NSCC Fee Guide