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Wealth Management Services (WMS) delivers a broad range of innovative transactional and information services to automate, standardize and centralize processes to create efficiencies and reduce cost and risk for the mutual fund and alternative investment products industries. WMS solutions drive business relationships between asset managers and their distributors, linking a vast network including fund companies, investment managers, broker/dealers, banks, trusts, and other financial services firms that offer fund investments to the market.

Contact Client Support

Technical Support 1.888.382.2721 option 6-7-2;  Int’l +1-212-855-8099 option 6-7-2

Relationship Management and Membership: 1.212.855.8877

Press Contacts: 1.212.855.3254

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Products and Services

ACATS-Fund/SERV

 

The ACATS-Fund/SERV interface allows mutual funds to electronically update their account registrations when a customer account is transferred from one broker or bank to another.

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DCC&S

 

Defined Contribution Clearance & Settlement automates and simplifies the key processes involved in completing transactions in defined contribution and other retirement plans.

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DTCC Payment aXis®

 

DTCC Payment aXis ® automates the processing of commissions and various fees for fund companies and intermediaries, including the transmission and settlement of omnibus invoices.

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Fund/SERV®

 

Fund/SERV® is the U.S. industry standard for processing and settling mutual fund, bank collective fund and other pooled investment product transactions between fund companies and distributors.

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Global Update

 

Global Update allows member firms to provide updated account representative and branch change information in a standardized format that affects single and/or multiple customer accounts.

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MFPS I

 

MFPS I provides funds with an automated solution for providing broker/dealers and other distribution firms with daily prices and rates for daily accrual funds.

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MFPS II

 

MFPS II provides members with a centralized repository of prospectus and operational information on fund securities, dividend distributions, and processing capabilities.

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Networking

 

Networking, offered by DTCC’s Wealth Management Services (WMS), is the industry standard for mutual fund account reconciliation and dividend processing.

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Networking - RPR

 

Retirement Plan Reporting delivers a centralized and standardized solution for transmitting retirement plan level information among mutual fund industry participants.

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Networking - SDR

 

Networking for Standardized Data Reporting helps funds and insurance carriers monitor trading frequency by investors whose transactions are housed in omnibus accounts.

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ToRA

 

Transfer of Retirement Assets enables mutual fund companies to transfer to other fund companies the assets and values of mutual fund shares held in fund-sponsored IRA plans.

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AIP

 

AIP automates alternative investments processing; e.g., hedge funds, funds of funds, private equity, non-traded real estate investment trusts, managed futures and limited partnerships.

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