Products and Services
The ACATS-Fund/SERV interface allows mutual funds to electronically update their account registrations when a customer account is transferred from one broker or bank to another.
AIP automates alternative investments processing; e.g., hedge funds, funds of funds, private equity, non-traded real estate investment trusts, managed futures and limited partnerships.
Defined Contribution Clearance & Settlement (DCC&S) streamlines purchase, redemption, and exchange transaction processes in defined contribution and other retirement plans for mutual fund and insurance companies, third-party administrators (TPAs), plan trustees, plan administrators, broker/dealers and other distribution firms.
DTCC Payment aXis®
DTCC Payment aXis ® automates the processing of commissions and various fees for fund companies and intermediaries, including the transmission and settlement of omnibus invoices.
Fund/SERV® is the U.S. industry standard for processing and settling mutual fund, bank collective fund and other pooled investment product transactions between fund companies and distributors.
Global Update allows member firms to provide updated account representative and branch change information in a standardized format that affects single and/or multiple customer accounts.
MFPS I provides funds with an automated solution for providing broker/dealers and other distribution firms with daily prices and rates for daily accrual funds.
MFPS II provides members with a centralized repository of prospectus and operational information on fund securities, dividend distributions, and processing capabilities.
Networking, offered by DTCC’s Wealth Management Services (WMS), is the industry standard for mutual fund account reconciliation and dividend processing.
Networking - RPR
Retirement Plan Reporting delivers a centralized and standardized solution for transmitting retirement plan level information among mutual fund industry participants.
Networking - SDR
Networking for Standardized Data Reporting helps funds and insurance carriers monitor trading frequency by investors whose transactions are housed in omnibus accounts.
Omni/SERV ® provides a streamlined communication platform for the transmission of Activity and Position files for fund accounts held in Omnibus, enabling participating trading partners to share sub-account information.
Transfer of Retirement Assets enables mutual fund companies to transfer to other fund companies the assets and values of mutual fund shares held in fund-sponsored IRA plans.